The situation in which the investment bank faces no risk of mispricing regarding security is considered as __________?

Correct answer: C. best efforts offering

  • A. least good premium
  • B. least good discount price
  • C. best efforts offering
  • D. least good index

Explanation

Under a best-efforts offering, the investment bank does not guarantee the sale of the securities, so it avoids the inventory and mispricing risk associated with a firm commitment. The issuer bears the risk that the issue will not sell fully.

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